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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-01-11
TX RA APPROVED 2018-01-10
  • FL RA
    APPROVED
    Since 2018-01-11
  • TX RA
    APPROVED
    Since 2018-01-10

Branch Locations

9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2017 Present
Self-Employed Ponte Vedra Beach FL 07/2013 10/2017
Trasca And Company Ponte Vedra Beach FL 03/2015 02/2017
Bank Of America, N.A. Jacksonville FL 12/2017 Present
  • 10/2017 → Present
    Jacksonville, FL
  • 07/2013 → 10/2017
    Self-Employed
    Ponte Vedra Beach, FL
  • 03/2015 → 02/2017
    Trasca And Company
    Ponte Vedra Beach, FL
  • 12/2017 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Other Businesses

I*526302 For profit or not for profit: Entity For Profit Name of outside business organization: ACT Imports Investment related: N Address of business: Ponte Vedra Beach, Florida, 32082 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/1/2021 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Sole owner, all aspects from sales to management of LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-09
  • S66 Uniform Combined State Law Examination
    2018-01-09

View on SEC IAPD

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