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James Brandonisio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-09
ND RA APPROVED 2022-02-22
SD RA APPROVED 2022-02-14
WI RA APPROVED 2022-02-14
TX RA APPROVED 2018-01-03
  • CA RA
    APPROVED
    Since 2024-04-09
  • ND RA
    APPROVED
    Since 2022-02-22
  • SD RA
    APPROVED
    Since 2022-02-14
  • WI RA
    APPROVED
    Since 2022-02-14
  • TX RA
    APPROVED
    Since 2018-01-03

Branch Locations

10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States

Scottsdale, AZ • United States

23655 N Scottsdale Rd, Scottsdale, AZ 85255 • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 10/2017 Present
Harbor Freight Tools Gurnee IL 09/2015 10/2017
University Of Wisconsin - Parkside Kensoha WI 09/2015 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-28
  • S66 Uniform Combined State Law Examination
    2017-12-28

View on SEC IAPD

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