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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-06-04 |
Branch Locations
3755 Breakthrough Way #305, Las Vegas, NV 89135 • United States
1368 Paseo Verde Pkwy Ste. 100, Henderson, NV 89012 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Retirement & Insurance Services | Henderson | NV | 06/2009 | 07/2021 |
| Kalos Capital | Alpharetta | GA | 09/2015 | 07/2021 |
| Independent Financial Group | Henderson | NV | 08/2021 | Present |
(1) FIG MARKETING POSITION: Independent Contractor NATURE: Teaching/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2020 ADDRESS: 1368 Paseo Verde Parkway, Suite 100, Henderson NV 89012, United States DESCRIPTION: Coach and mentor (2) CORNERSTONE TAX ADVISORY LLC POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2021 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Owner of tax prep company (3) CORNERSTONE BUILDING I POSITION: owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2010 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: owner of office building (4) CORNERSTONE WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/01/2016 ADDRESS: 1368 Paseo Verde Parkway, Suite 100, Henderson NV 89012, United States DESCRIPTION: Owner of DBA used for marketing purposes (5) HORIZON RIDGE FINANCIAL SERVICES POSITION: owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2004 ADDRESS: 1368 Paseo Verde Parkway, Suite 100, Henderson NV 89012, United States DESCRIPTION: Business entity for tax and investment purposes (6) HELP OF SOUTHERN NV POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2021 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Am a board member of the Charity Attend quarterly board meetings and volunteer activities. (7) INSURANCE ACTIVITY POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2021 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Annuities, Insurance, LTC at FIG (8) ESTATE GURU POSITION: Refer clients for Trust and Wills to an attorney group Estate Guru NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2024 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Employees help with coordination of Trust and will documents (9) SIGNAL MARKETING POSITION: Independent Contractor NATURE: Teaching/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2020 ADDRESS: 1368 Paseo Verde Pkwy, Ste. 100, Henderson NV 89012, United States DESCRIPTION: Coach and mentor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-20 |
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