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Shaun Kwaku Frimpong

Fisher Investments

Plano, TX

Plano, TX

CRD 6870654

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-24
  • TX RA
    APPROVED
    Since 2021-09-24

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Plano TX 06/2021 Present
Bank Of America Mckinney TX 02/2021 06/2021
Merrill Lynch South Lake TX 10/2017 01/2021
Bank Of America Mckinney TX 11/2014 10/2017
  • 06/2021 → Present
    Fisher Investments
    Plano, TX
  • 02/2021 → 06/2021
    Bank Of America
    Mckinney, TX
  • 10/2017 → 01/2021
    Merrill Lynch
    South Lake, TX
  • 11/2014 → 10/2017
    Bank Of America
    Mckinney, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-24
  • S65 Uniform Investment Adviser Law Examination
    2021-09-24
Other Names
  • Kwaku Frimpong
  • Shaun Frimpong

View on SEC IAPD

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