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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-05-22 |
| MD | RA | APPROVED | 2019-09-11 |
Branch Locations
7501 Wisconsin Ave. Suite 740W, Bethesda, MD 20814 • United States
320 Park Ave Floor 9, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Bethesda | MD | 10/2017 | 09/2019 |
| Black Insurance Group | Erie | PA | 03/2017 | 09/2017 |
| Erie Management Group | Erie | PA | 12/2016 | 03/2017 |
| Pennsylvania State Senate - Senator Sean Wiley's Office | Erie | PA | 08/2016 | 11/2016 |
| Raymond James & Associates, Inc. | Bethesda | MD | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-08 |
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