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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-16
  • AZ RA
    APPROVED
    Since 2023-06-16

Branch Locations

Waddell, AZ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 10/2017 09/2018
United Health Group Tempe AZ 03/2016 01/2017
Westford College Of Real Estate Surprise AZ 03/2017 08/2017
Aerotek Phoenix AZ 10/2018 06/2019
Usaa Financial Advisors, Inc. Phoenix AZ 10/2018 05/2020
Unemployed Surprise AZ 08/2017 10/2017
Usaa Financial Planning Services, Inc. Phoenix AZ 06/2016 05/2020
Usaa Investment Management Company Phoenix AZ 07/2019 05/2020
Charles Schwab & Co., Inc. Phoenix AZ 05/2020 01/2021
Robinhood Financial, Llc Tempe AZ 02/2021 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 10/2022 05/2023
Bank Of America N.A. Phoenix AZ 12/2022 05/2023
Empower Financial Services, Inc Greenwood Village CO 05/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 05/2023 Present
  • 10/2017 → 09/2018
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2016 → 01/2017
    United Health Group
    Tempe, AZ
  • 03/2017 → 08/2017
    Westford College Of Real Estate
    Surprise, AZ
  • 10/2018 → 06/2019
    Aerotek
    Phoenix, AZ
  • 10/2018 → 05/2020
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 08/2017 → 10/2017
    Unemployed
    Surprise, AZ
  • 06/2016 → 05/2020
    Usaa Financial Planning Services, Inc.
    Phoenix, AZ
  • 07/2019 → 05/2020
    Usaa Investment Management Company
    Phoenix, AZ
  • 05/2020 → 01/2021
    Phoenix, AZ
  • 02/2021 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 10/2022 → 05/2023
    Phoenix, AZ
  • 12/2022 → 05/2023
    Bank Of America N.A.
    Phoenix, AZ
  • 05/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 05/2023 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-24
S63 Uniform Securities Agent State Law Examination 2017-12-18
  • S65 Uniform Investment Adviser Law Examination
    2019-07-24
  • S63 Uniform Securities Agent State Law Examination
    2017-12-18
Other Names
  • Abigail Centeno

View on SEC IAPD

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