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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2021-06-29 |
Branch Locations
11 Washington St, Waterville, ME 04901 • United States
181 Lower Main St, Freeport, ME 04032 • United States
Winslow, ME • United States
150 State St, Augusta, ME 04330 • United States
84 Main St, Winthrop, ME 04364 • United States
226 Main St, Waterville, ME 04901 • United States
53 Baxter Blvd, Portland, ME 04101 • United States
1 Northern Ave, Farmingdale, ME 04344 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Maine | Orono | ME | 09/2013 | 05/2017 |
| University Of Maine | Orono | ME | 09/2016 | 05/2017 |
| Kennebec Savings Bank | Augusta | ME | 05/2017 | 05/2018 |
| Lpl Financial Llc | Waterville | ME | 11/2017 | 05/2018 |
| Axa Advisors, Llc | New York | NY | 07/2018 | 09/2018 |
| Unemployed | St. Louis | MO | 05/2018 | 06/2018 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 11/2018 | 02/2021 |
| Schnucks | Ladue | MO | 11/2018 | 05/2019 |
| Stone Coast Fund Services | Portland | ME | 02/2021 | 06/2021 |
| Lpl Financial Llc | Augusta | ME | 06/2021 | Present |
| Kennebec Wealth Management | Augusta | ME | 06/2021 | Present |
1. 6/29/2021 - Kennebec Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-09 |
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