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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
4 Pine West Plaza Suite 405, Albany, NY 12205 • United States
1581 Union Street, Schenectady, NY 12309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Schenectady | NY | 10/2017 | 07/2025 |
| City Of Schenectady | Schenectady | NY | 03/2000 | 07/2025 |
| Mareno, Inc. | Glenville | NY | 12/2005 | Present |
| Rocsan Recovery Inc. | Glenville | NY | 05/2013 | Present |
| Lpl Financial Llc | Schenectady | NY | 07/2025 | Present |
1. 07/10/2025- UPPER BROADWAY BUSINESS LLC- Real Estate Rental- INV Related- At Schenectady, NY - Start date 01/22/2019- 15 Hours Per Month- 15 Hours During Trading 2. 07/10/2025- LOWER BROADWAY BUSINESS LLC- Real Estate Rental- INV Related- At Schenectady, NY- Start date 06/04/2013- 40 Hours Per Month- 15 Hours During Trading 3. 07/10/2025- EDISON AVENUE BUSINESS LLC- Real Estate Rental- INV Related- At Schenectady, NY- Start date 10/02/2014- 20 Hours Per Month- 20 Hours During Trading 4. 07/10/2025- ROCSAN RECOVERY INC- Business Owner- Not INV Related- Home Based- Start date 05/02/2013 5. 07/10/2025- CW SEALCOATING- Business Owner- Not INV Related- Home Based- Start date 12/27/2005- 60 Hours Per Month- 60 Hours During Trading 6. 07/10/2025- DBA DRW TAX SERVICES-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 12/27/2005- 100 Hours Per Month- 100 Hours During Trading 7. 07/10/2025- BELL FINANCIAL- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/06/2025- 120 Hours Per Month- 120 Hours During Trading 8. 07/10/2025- 1581UNION ST LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/01/2021- 10 Hours Per Month- 10 Hours During Trading 9. 07/10/2025-MARENO INC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 12/27/2005- 60 Hours Per Month- 60 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-01-05 |
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