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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

4 Pine West Plaza Suite 405, Albany, NY 12205 • United States

1581 Union Street, Schenectady, NY 12309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Schenectady NY 10/2017 07/2025
City Of Schenectady Schenectady NY 03/2000 07/2025
Mareno, Inc. Glenville NY 12/2005 Present
Rocsan Recovery Inc. Glenville NY 05/2013 Present
Lpl Financial Llc Schenectady NY 07/2025 Present
  • 10/2017 → 07/2025
    Cadaret, Grant & Co., Inc.
    Schenectady, NY
  • 03/2000 → 07/2025
    City Of Schenectady
    Schenectady, NY
  • 12/2005 → Present
    Mareno, Inc.
    Glenville, NY
  • 05/2013 → Present
    Rocsan Recovery Inc.
    Glenville, NY
  • 07/2025 → Present
    Schenectady, NY
Previous Registrations
  • 2021-05-04 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Schenectady, NY
    Albany, NY
Other Businesses

1. 07/10/2025- UPPER BROADWAY BUSINESS LLC- Real Estate Rental- INV Related- At Schenectady, NY - Start date 01/22/2019- 15 Hours Per Month- 15 Hours During Trading 2. 07/10/2025- LOWER BROADWAY BUSINESS LLC- Real Estate Rental- INV Related- At Schenectady, NY- Start date 06/04/2013- 40 Hours Per Month- 15 Hours During Trading 3. 07/10/2025- EDISON AVENUE BUSINESS LLC- Real Estate Rental- INV Related- At Schenectady, NY- Start date 10/02/2014- 20 Hours Per Month- 20 Hours During Trading 4. 07/10/2025- ROCSAN RECOVERY INC- Business Owner- Not INV Related- Home Based- Start date 05/02/2013 5. 07/10/2025- CW SEALCOATING- Business Owner- Not INV Related- Home Based- Start date 12/27/2005- 60 Hours Per Month- 60 Hours During Trading 6. 07/10/2025- DBA DRW TAX SERVICES-Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 12/27/2005- 100 Hours Per Month- 100 Hours During Trading 7. 07/10/2025- BELL FINANCIAL- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/06/2025- 120 Hours Per Month- 120 Hours During Trading 8. 07/10/2025- 1581UNION ST LLC- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 09/01/2021- 10 Hours Per Month- 10 Hours During Trading 9. 07/10/2025-MARENO INC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 12/27/2005- 60 Hours Per Month- 60 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-01-05
  • S63 Uniform Securities Agent State Law Examination
    2018-01-05

View on SEC IAPD

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