Best Investors Account Sign in

Caleb C Duckworth

LPl Financial LLC

South Haven, MI

Holland, MI

CRD 6870308

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-25
  • MI RA
    APPROVED
    Since 2026-06-25

Branch Locations

401 Center St. , South Haven, MI 49090 • United States

12930 James St. Ste 110-C, Holland, MI 49424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington National Bank Holland MI 08/2015 05/2019
Fifth Third Bank Holland MI 06/2019 06/2026
Fifth Third Securities Holland MI 06/2019 06/2026
Lpl Financial Llc Holland MI 06/2026 Present
  • 08/2015 → 05/2019
    Huntington National Bank
    Holland, MI
  • 06/2019 → 06/2026
    Fifth Third Bank
    Holland, MI
  • 06/2019 → 06/2026
    Fifth Third Securities
    Holland, MI
  • 06/2026 → Present
    Lpl Financial Llc
    Holland, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-11
S63 Uniform Securities Agent State Law Examination 2018-02-12
  • S65 Uniform Investment Adviser Law Examination
    2019-07-11
  • S63 Uniform Securities Agent State Law Examination
    2018-02-12
Designations
  • Certified Financial Planner
Other Names
  • Caleb Christopher Duckworth

View on SEC IAPD

More in South Haven, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor