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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-25
  • MI RA
    APPROVED
    Since 2026-06-25

Branch Locations

401 Center St. , South Haven, MI 49090 • United States

12930 James St. Ste 110-C, Holland, MI 49424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington National Bank Holland MI 08/2015 05/2019
Fifth Third Bank Holland MI 06/2019 06/2026
Fifth Third Securities Holland MI 06/2019 06/2026
Lpl Financial Llc Holland MI 06/2026 Present
  • 08/2015 → 05/2019
    Huntington National Bank
    Holland, MI
  • 06/2019 → 06/2026
    Fifth Third Bank
    Holland, MI
  • 06/2019 → 06/2026
    Fifth Third Securities
    Holland, MI
  • 06/2026 → Present
    Holland, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-11
S63 Uniform Securities Agent State Law Examination 2018-02-12
  • S65 Uniform Investment Adviser Law Examination
    2019-07-11
  • S63 Uniform Securities Agent State Law Examination
    2018-02-12
Designations
Other Names
  • Caleb Christopher Duckworth

View on SEC IAPD

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