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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-11
  • IL RA
    APPROVED
    Since 2018-10-11

Branch Locations

108 S Wynstone Park Drive Suite 100, North Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bellgrau & Co., Ltd. N. Barrington IL 01/2012 12/2016
Winters & Company, Llc North Barrington IL 01/2017 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2017 10/2018
Cetera Financial Specialists Llc Schaumburg IL 10/2018 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2018 Present
Winter And Co, Llc Owned By Bellgrau & Co, Ltd North Barrington IL 01/2003 Present
  • 01/2012 → 12/2016
    Bellgrau & Co., Ltd.
    N. Barrington, IL
  • 01/2017 → Present
    Winters & Company, Llc
    North Barrington, IL
  • 10/2017 → 10/2018
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2018 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2018 → Present
    Schaumburg, IL
  • 01/2003 → Present
    Winter And Co, Llc Owned By Bellgrau & Co, Ltd
    North Barrington, IL
Other Businesses

1) WINTERS & CO, LLC - BARRINGTON, IL - NOT INVESTMENT RELATED - ACCOUNTING SERVICES, CPA - SINCE 2011, 45 HRS/WK, OWNER: 2) POA FOR PARENTS, SINCE 10/2015: 3) WINTER AND CO, LLC OWNED BY BELLGRAU & CO, LTD, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, CPA FIRM ,STARTED 01/2003, POSITION/TITLE/RELATIONSHIP: PART OWNER, 40% WINTERS & CO, 100% BELLGRAU & CO, APX 50 HOURS PER WEEK, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-10
  • S66 Uniform Combined State Law Examination
    2018-10-10
Other Names
  • Kent Andrew Bellgrau
  • Kent A Bellgrau

View on SEC IAPD

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