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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-10-02 |
Branch Locations
108 S Wynstone Park Drive Suite 100, N Barrington, IL 60010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2008 | Present |
| Winters Llc | Barrington | IL | 01/2003 | Present |
1)NAME OF OTHER BUSINESS: WINTERS LLC OWNED BY WINTERS & COMPANY LTD ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA FIRM ; START DATE: 01/2003 ; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER/CPA ; APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX, AUDIT & ACCOUNTING ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-24 |
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