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Raymond Warren Pierott

Fisher\Smb

Carrollton, TX

CRD 6870168

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Employer firm

Fisher\Smb CRD 331205

$6.85B regulatory AUM 70 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher\Smb

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-20
  • TX RA
    APPROVED
    Since 2026-01-20

Branch Locations

4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Camas WA 07/2017 06/2024
Nautilus Vancouver WA 02/2010 07/2017
Fisher Retirement Solutions Llc Plano TX 07/2024 Present
  • 07/2017 → 06/2024
    Fisher Investments
    Camas, WA
  • 02/2010 → 07/2017
    Nautilus
    Vancouver, WA
  • 07/2024 → Present
    Fisher Retirement Solutions Llc
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-20
  • S65 Uniform Investment Adviser Law Examination
    2026-01-20
Other Names
  • Raymond Warren Pierott
  • Braymond Warren Pierott

View on SEC IAPD

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