Lucas Andrew Zubrod

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2020-04-29
NC	RA	APPROVED	2009-01-07
TX	RA	APPROVED	2009-01-07

SC RA
APPROVED

Since 2020-04-29
NC RA
APPROVED

Since 2009-01-07
TX RA
APPROVED

Since 2009-01-07

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2002	Present
Vanguard Advisers, Inc.	Charlotte	NC	01/2009	Present
Vanguard Marketing Corporation	Charlotte	NC	07/2002	Present

07/2002 → Present

The Vanguard Group, Inc.

Charlotte, NC
01/2009 → Present

Vanguard Advisers, Inc.

Charlotte, NC
07/2002 → Present

Vanguard Marketing Corporation

Charlotte, NC

Previous Registrations

2001-09-14 → 2002-08-01

Invest Financial Corporation

Cary, NC

Other Businesses

NAME OF BUSINESS: NOVUSWAY MINISTRIES INVESTMENT-RELATED ADDRESS: ARDEN, NC NATURE OF BUSINESS: NON-PROFIT-CHILDREN'S CAMP PROGRAMS POSITION: BOARD MEMBER (FINANCE COMMITTEE) START DATE: 05/2017 APPROXIMATE HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REVIEW FINANCIAL STATEMENTS FOR RECOMMENDATIONS TO NON-PROFIT'S BOARD (BUDGET, PRICING, FINANCES ON FUTURE PROJECTS)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-04-27
S65	Uniform Investment Adviser Law Examination	1999-04-27

S63 Uniform Securities Agent State Law Examination

1999-04-27
S65 Uniform Investment Adviser Law Examination

1999-04-27

Designations

View on SEC IAPD