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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-11
NJ RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-10-11
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Turnersville NJ 01/2019 04/2021
The Evangelisti Group Haddonfield NJ 03/2018 01/2019
Kennedy Investment Group West Deptford NJ 08/2017 02/2018
Beneficial Bank Sicklerville NJ 06/2015 08/2017
Rutgers University Camden NJ 01/2017 12/2018
Camden County College Blackwood NJ 01/2014 12/2016
Wells Fargo Clearing Services Llc Marlton NJ 04/2021 Present
  • 01/2019 → 04/2021
    Wells Fargo Bank, Na
    Turnersville, NJ
  • 03/2018 → 01/2019
    The Evangelisti Group
    Haddonfield, NJ
  • 08/2017 → 02/2018
    Kennedy Investment Group
    West Deptford, NJ
  • 06/2015 → 08/2017
    Beneficial Bank
    Sicklerville, NJ
  • 01/2017 → 12/2018
    Rutgers University
    Camden, NJ
  • 01/2014 → 12/2016
    Camden County College
    Blackwood, NJ
  • 04/2021 → Present
    Marlton, NJ
Other Businesses

Mills Properties LLC. Investment properties not finra related. Business address 30 Pinehurst Court, Blackwood, NJ 08012. Buy and acquire real estate to either flip or utilize as rental property. There are zero hours devoted to this business during trading hours. My role in the business is the owner and I actively follow up with ongoing projects with general contractors to ensure work is completed accurately, I also search for and purchase new properties to either flip or add as rental.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
  • S66 Uniform Combined State Law Examination
    2023-08-09
Other Names
  • Dillon Donavan Mills
  • Dillon Mills

View on SEC IAPD

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