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Joshua K Whitmore

Ameriprise Financial Services, LLC

Tega Cay, SC

Charlotte, NC

CRD 6869329

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-20
  • NC RA
    APPROVED
    Since 2023-09-20

Branch Locations

Tega Cay, SC • United States

300 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pricewaterhousecoopers Atlanta GA 12/2013 10/2017
Lpl Financial Llc Fort Mill SC 10/2017 09/2023
Ameriprise Financial Services, Llc Minneapolis MN 09/2023 Present
Previous Registrations
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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