Nicholas Ferraro

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-12-27
IL	RA	APPROVED	2018-01-04

TX RA
APPROVED

Since 2018-12-27
IL RA
APPROVED

Since 2018-01-04

Branch Locations

1128 Prairie Suite B, Aurora, IL 60506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	10/2017	Present
Scott's Service Place	Wheaton	IL	12/2014	10/2017

10/2017 → Present

Edward Jones

St Louis, MO
12/2014 → 10/2017

Scott's Service Place

Wheaton, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-01-03

S66 Uniform Combined State Law Examination

2018-01-03

Other Names

Nick Ferraro
Nicholas Joseph Ferraro

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

J.P. MORGAN SECURITIES LLC

FIFTH THIRD SECURITIES, INC.

PNC WEALTH MANAGEMENT LLC

AUSDAL FINANCIAL PARTNERS, INC.

LPL FINANCIAL LLC

HIGHTOWER ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

RODRIGO ANTONIO MENENDEZ

OLIVIA MARIA Lucas

George Jose Torres

Vanessa Carrillo

PATRICIA PRADO-GUTIERREZ

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Aurora, IL

STATE FARM INVESTMENT MANAGEMENT CORP. · Aurora, IL

J.P. MORGAN SECURITIES LLC · AURORA, IL

FIFTH THIRD SECURITIES, INC. · AURORA, IL

EDWARD JONES · AURORA, IL

PNC WEALTH MANAGEMENT LLC · AURORA, IL

AUSDAL FINANCIAL PARTNERS, INC. · AURORA, IL

LPL FINANCIAL LLC · AURORA, IL

More in Aurora, IL

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