Best Investors Account Sign in

Andres Garcia

Charles Schwab & Co., Inc.

Westlake, TX

Omaha, NE

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-09
  • TX RA
    APPROVED
    Since 2022-01-09

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 10/2017 Present
La Academia De Las Estrellas Dallas TX 05/2016 04/2017
Unemployed Dallas TX 05/2017 10/2017
  • 10/2017 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 05/2016 → 04/2017
    La Academia De Las Estrellas
    Dallas, TX
  • 05/2017 → 10/2017
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-18
S63 Uniform Securities Agent State Law Examination 2018-06-25
  • S66 Uniform Combined State Law Examination
    2021-09-18
  • S63 Uniform Securities Agent State Law Examination
    2018-06-25

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
LPL FINANCIAL LLC
ADVISOR RESOURCE COUNCIL
SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC

Other Investors

MATTHEW R MCMANUS
VICTOR MURDAUGH WHITE
JACOB BRANDON KINNARD
RYAN WILLEY
MICHAEL D FRANTZ
JACOB W RANKIN
EDWARD WHALEN
BRANDON JAMES GOODWIN

Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

More in Westlake, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor