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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-09 |
| MT | RA | APPROVED | 2022-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F&S Trucking | Alva | OK | 06/2015 | 11/2017 |
| Northwestern Mutual | Tulsa | OK | 12/2017 | 07/2018 |
| Oklahoma State University | Stillwater | OK | 08/2015 | 06/2019 |
| Guardian Life Insurance Co Of America | Missoula | MT | 07/2019 | 03/2020 |
| Park Avenue Securities, Llc | Missoula | MT | 03/2020 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Missoula | MT | 09/2022 | Present |
| First Security Bank | Missoula | MT | 08/2021 | 09/2022 |
| Westpac Wealth Partners | Missoula | MT | 09/2019 | 08/2021 |
| Bank Of America, N.A. | Missoula | MT | 12/2022 | Present |
Name of OBA: Missoula Young Professionals Steering Committee Board Member Start date:07/15/2020 Address: Missoula, MT 59802 Networking group for young professionals in Missoula 4 total hours per month, 0 during securities trading hours Not investment related No compensation Organize networking events at local businesses Name of OBA: Missoula Boxing Club - Non-Profit Not Investment Related Address: Missoula, MT 59801 Boxing Club for at-risk youth Board Member November 2020 2 Hours a Month, 0 during securities trading hours I attend board meetings to discuss the club, and also try to fundraise while in the community I*: 2291272 Entity Type: Charitable Name of OBA: Missoula Area Chamber of Commerce Address: Missoula, Montana, 59802 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 4/16/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 1 hr mthly Duties: I will be serving as a Board member for the Chamber of Commerce. I will not be holding any Treasurer duties or anything like that. We have monthly board meetings the 3rd Wednesday at 7:30 AM. I will be supporting the Board in decision makings around Chamber processes and events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-09 |
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