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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-04
NH RA APPROVED 2019-08-28
  • TX RA
    APPROVED
    Since 2019-11-04
  • NH RA
    APPROVED
    Since 2019-08-28

Branch Locations

118 Storrs St, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plaistow NH 05/2019 Present
Bank Of America, N.A. Plaistow NH 05/2019 Present
Putnam Investments Andover MA 10/2018 05/2019
Holy Grail Epping NH 08/2016 05/2019
Raymond James Portsmouth NH 10/2016 02/2017
Wild Willy's Burgers Rochester NH 02/2012 10/2016
Atlantic Cab Barrington NH 05/2017 08/2017
Stewart Partners Global Advisory Barrington NH 10/2017 02/2018
  • 05/2019 → Present
    Plaistow, NH
  • 05/2019 → Present
    Bank Of America, N.A.
    Plaistow, NH
  • 10/2018 → 05/2019
    Putnam Investments
    Andover, MA
  • 08/2016 → 05/2019
    Holy Grail
    Epping, NH
  • 10/2016 → 02/2017
    Raymond James
    Portsmouth, NH
  • 02/2012 → 10/2016
    Wild Willy's Burgers
    Rochester, NH
  • 05/2017 → 08/2017
    Atlantic Cab
    Barrington, NH
  • 10/2017 → 02/2018
    Stewart Partners Global Advisory
    Barrington, NH
Other Businesses

"1048282", Name of OBA: Holy Grail Food & Spirits, Address: Epping , New Hampshire, Investment Related: N, Position, Title: ["Employee"], Employee Start Date: 10/29/2022, No Hours: 6, Weekly No Hours: during trading: 0 Duties: I will assist the restaurant with serving tables while my partner is in the later stages of her pregnancy and during the first few weeks after birth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-27
  • S66 Uniform Combined State Law Examination
    2019-08-27

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