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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-30
TX RA APPROVED_RES 2026-01-30
  • CA RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED_RES
    Since 2026-01-30

Branch Locations

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

1500 Woodside Rd, Redwood City, CA 94061 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Menlo Park CA 10/2017 11/2022
American Express Phoenix AZ 10/2015 10/2017
Charles Schwab Bank, Ssb Menlo Park CA 12/2019 11/2022
J.P. Morgan Securities Llc Sunnyvale CA 05/2023 07/2024
Jpmorgan Chase Bank, N.A. Sunnyvale CA 05/2023 07/2024
Unemployed Palo Alto CA 12/2022 04/2023
Jva Supply Llc Palo Alto CA 12/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 07/2024 01/2026
Bank Of America, N.A. San Francisco CA 09/2024 01/2026
Wells Fargo Clearing Services, Llc Palo Alto CA 01/2026 Present
Previous Registrations
Other Businesses

I*1937329 For Profit Entity Name: JVA Supply LLCInvestment related: No"Address: Palo Alto, CA 94303, jvasupply.com"Nature of the other business: Delivery Service Position/Title/Relationship: Owner/Partner Start Date: 12/16/2022Approximate # of hours a week: 0-20Approximate # of hours during securities trading hours: 0"Briefly describe your duties: The purpose of the entity is delivery service of non-durable goods to other small businesses in my community on Sundays. Nondurable goods include cutlery, to-go containers, paper towels etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-19
S63 Uniform Securities Agent State Law Examination 2018-06-20
  • S65 Uniform Investment Adviser Law Examination
    2021-11-19
  • S63 Uniform Securities Agent State Law Examination
    2018-06-20
Other Names
  • Veronica Garibay
  • Veronica Reyes
  • Veronica Garibay Reyes

View on SEC IAPD

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