Hayley Alexandra Tuggle

Charles Schwab & Co., Inc.

CRD 6868254

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-27
CO	RA	APPROVED	2023-01-21

TX RA
APPROVED_RES

Since 2025-05-27
CO RA
APPROVED

Since 2023-01-21

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Lone Tree	CO	10/2017	Present
Unemployed	Topeka	KS	05/2017	10/2017
University Of Kansas Athletics	Lawrence	KS	08/2015	05/2017
Charles Schwab Bank, Ssb	Lone Tree	CO	12/2020	Present

10/2017 → Present

Charles Schwab & Co., Inc.

Lone Tree, CO
05/2017 → 10/2017

Unemployed

Topeka, KS
08/2015 → 05/2017

University Of Kansas Athletics

Lawrence, KS
12/2020 → Present

Charles Schwab Bank, Ssb

Lone Tree, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-30
S63	Uniform Securities Agent State Law Examination	2018-06-25

S66 Uniform Combined State Law Examination

2022-12-30
S63 Uniform Securities Agent State Law Examination

2018-06-25

Other Names

Hayley Alexandra Tuggle
Hayley Alexandria Tuggle

View on SEC IAPD

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