Bushra Tariq Rumi

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 08/2022
  Td Ameritrade, Inc.
  Southlake, TX
• 07/2017 → 10/2017
  Phlox Capital Management
  Dallas, TX
• 02/2015 → 07/2017
  Self Employed
  Fort Worth, TX
• 06/2022 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2018 → 08/2022
  Td Ameritrade Investment Management, Llc
  Southlake, TX
• 12/2025 → Present
  Schwab Wealth Advisory, Inc.
  Westlake, TX

Previous Registrations

• 2022-07-29 → 2022-08-31
  Td Ameritrade, Inc.
  Westlake, TX
• 2018-03-09 → 2022-08-31
  Td Ameritrade Investment Management, Llc
  Southlake, TX
  Fort Worth, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-07-28
• S65 Uniform Investment Adviser Law Examination
  2018-03-09

Designations

• Chartered Financial Analyst

Other Names

• Bushra Rumi