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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-08-25 |
| TX | RA | APPROVED | 2022-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 10/2017 | 06/2022 |
| Walmart | Chandler | AZ | 11/2007 | 10/2017 |
| Massachusetts Mutual Life Insurance Co | Phoenix | AZ | 04/2018 | 10/2019 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 07/2022 | Present |
| J.P. Morgan Securities Llc | Tempe | AZ | 07/2022 | Present |
| Star Inventory Services, Llc | Phoenix | AZ | 04/1999 | 04/2025 |
| Happy Memories Tea Parties, Llc | Mesa | AZ | 01/2004 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-29 |
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