Tyler Dempsey

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-10-05
TX	RA	APPROVED	2022-09-20

Branch Locations

100 Federal St, Boston, MA 02110 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Santander Securities, Llc	Dorchester	MA	02/2019	10/2019
Santander Bank, Na	Boston	MA	02/2019	10/2019
Td Bank	Wellesley	MA	03/2015	10/2017
Td Bank	Methuen	MA	03/2015	10/2017
Ameriprise Financial	Boston	MA	10/2017	12/2017
Uber	San Francisco	CA	05/2018	02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	10/2019	Present
Unemployed	Boston	MA	12/2017	05/2018

02/2019 → 10/2019

Santander Securities, Llc

Dorchester, MA
02/2019 → 10/2019

Santander Bank, Na

Boston, MA
03/2015 → 10/2017

Td Bank

Wellesley, MA
03/2015 → 10/2017

Td Bank

Methuen, MA
10/2017 → 12/2017

Ameriprise Financial

Boston, MA
05/2018 → 02/2019

Uber

San Francisco, CA
10/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
12/2017 → 05/2018

Unemployed

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-19
S63	Uniform Securities Agent State Law Examination	2019-04-19