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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-31
SC RA APPROVED 2021-08-13
  • TX RA
    APPROVED
    Since 2021-08-31
  • SC RA
    APPROVED
    Since 2021-08-13

Branch Locations

1604 E Main St, Spartanburg, SC 29307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spartanburg SC 12/2015 Present
Woodenly Unique Woodruff SC 01/2018 08/2019
Bank Of America, N.A. Spartanburg SC 09/2022 Present
Other Businesses

I*1817356, Entity Type: Entity For Profit, Name of OBA: The Nutty Swine BBQ, Address: Woodruff, SC, 29388, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/08/2024, No Hours: 5hrs/Mo., No Hours during trading: 0, Duties: BBQ catering company and competition team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-12
  • S66 Uniform Combined State Law Examination
    2021-08-12
Other Names
  • Thomas Clark

View on SEC IAPD

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