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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-06 |
| NJ | RA | APPROVED | 2021-01-13 |
Branch Locations
68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States
921 Saw Mill River Rd, Ardsley, NY 10502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Yonkers | NY | 12/2017 | Present |
| Wells Fargo Clearing Services, Llc | Yonkers | NY | 10/2018 | Present |
| David Lerner Associates | White Plains | NY | 09/2017 | 10/2017 |
| O & B Realty Corp | Bronxville | NY | 11/2016 | 09/2017 |
| Keybank Na | New Rochelle | NY | 04/2016 | 11/2016 |
O. & B. REALTY CORP ; NOT INV RELATED;BRONXVILLE,NY; REAL ESTATE OWNERSHIP;6.82% OWNERSHIP; START DATE: 08/20/1993; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-23 |
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