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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-06
NJ RA APPROVED 2021-01-13
  • NY RA
    APPROVED
    Since 2026-08-06
  • NJ RA
    APPROVED
    Since 2021-01-13

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

921 Saw Mill River Rd, Ardsley, NY 10502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Yonkers NY 12/2017 Present
Wells Fargo Clearing Services, Llc Yonkers NY 10/2018 Present
David Lerner Associates White Plains NY 09/2017 10/2017
O & B Realty Corp Bronxville NY 11/2016 09/2017
Keybank Na New Rochelle NY 04/2016 11/2016
  • 12/2017 → Present
    Wells Fargo Bank, Na
    Yonkers, NY
  • 10/2018 → Present
    Yonkers, NY
  • 09/2017 → 10/2017
    David Lerner Associates
    White Plains, NY
  • 11/2016 → 09/2017
    O & B Realty Corp
    Bronxville, NY
  • 04/2016 → 11/2016
    Keybank Na
    New Rochelle, NY
Other Businesses

O. & B. REALTY CORP ; NOT INV RELATED;BRONXVILLE,NY; REAL ESTATE OWNERSHIP;6.82% OWNERSHIP; START DATE: 08/20/1993; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-12
S63 Uniform Securities Agent State Law Examination 2019-01-23
  • S66 Uniform Combined State Law Examination
    2021-01-12
  • S63 Uniform Securities Agent State Law Examination
    2019-01-23
Other Names
  • Christopher Anthony Osso
  • Christopher Osso

View on SEC IAPD

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