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Luis Leonel Guerrero

Bbva Global Wealth Advisors, Inc.

Houston, TX

Miami, FL

CRD 6867846

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Employer firm

Bbva Global Wealth Advisors, Inc. CRD 327326

$1.36B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Bbva Global Wealth Advisors, Inc.

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-17
  • TX RA
    APPROVED
    Since 2025-11-17

Branch Locations

1980 Post Oak Blvd Floor 10, Houston, TX 77056 • United States

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Compass Insurance Agency, Inc Austin TX 07/2018 10/2021
Bbva Securities Inc Houston TX 04/2015 10/2021
Pnc Bank Houston TX 10/2021 07/2023
Banorte Securities Houston TX 08/2023 06/2024
Unemployed Houston TX 07/2024 10/2025
Bbva Global Wealth Advisors Houston TX 11/2025 Present
  • 07/2018 → 10/2021
    Bbva Compass Insurance Agency, Inc
    Austin, TX
  • 04/2015 → 10/2021
    Bbva Securities Inc
    Houston, TX
  • 10/2021 → 07/2023
    Pnc Bank
    Houston, TX
  • 08/2023 → 06/2024
    Banorte Securities
    Houston, TX
  • 07/2024 → 10/2025
    Unemployed
    Houston, TX
  • 11/2025 → Present
    Bbva Global Wealth Advisors
    Houston, TX
Other Businesses

BBVA Global Wealth Insurance, Inc; Not investment related; 1980 Post Oak Blvd, Floor 10, Houston, TX 77056; Insurance Agency; Insurance Agent; Refer clients to the Insurance Agency and receive referral fees; 01/2026; 8 hours per month; 2 hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-15
  • S65 Uniform Investment Adviser Law Examination
    2025-09-15
Other Names
  • Luis Leonel Guerrero Flores
  • Luis Leonel Guerrero Flores
  • Leonel Guerrero

View on SEC IAPD

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