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Ernesto A. Arguello

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-20
  • FL RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-20

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 09/2017 Present
Jpmorgan Securities Llc New York NY 09/2017 Present
Pwc Boston MA 07/2015 08/2017
  • 09/2017 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2017 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 07/2015 → 08/2017
    Pwc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-07
S63 Uniform Securities Agent State Law Examination 2017-12-20
  • S66 Uniform Combined State Law Examination
    2025-08-07
  • S63 Uniform Securities Agent State Law Examination
    2017-12-20
Other Names
  • Ernesto A Arguello

View on SEC IAPD

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