Frank John Sberna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2015 → 10/2018
  Wright-Patt Credit Union
  Columbus, OH
• 10/2018 → Present
  Kemba Financial Credit Union
  Pickerington, OH
• 05/2025 → Present
  Lpl Financial Llc
  Grover City, OH

Previous Registrations

• 2018-02-05 → 2025-05-15
  Cuso Financial Services, L.P.
  Columbus, OH
  San Diego, CA
  Columbus, OH
  Columbus, OH
  Pickerington, OH
  Grover City, OH

Other Businesses

1. 4/25/2025: Kemba Wealth Management; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/25/2025; 160hrs/mo. during trading.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-02
• S63 Uniform Securities Agent State Law Examination
  2015-05-22