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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2020-02-03 |
Branch Locations
888 Veterans Memorial Hwy Suite 400, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Melville | NY | 10/2017 | 11/2018 |
| Premier Financial Alliance | Bayside | NY | 08/2016 | 09/2017 |
| Henry Schein Inc | Melville | NY | 06/2015 | 02/2017 |
| Unemployed | East Setauket | NY | 09/2017 | 10/2017 |
| Oppenheimer And Co. | Hauppauge | NY | 12/2019 | Present |
| Unemployed | East Setauket | NY | 12/2018 | 11/2019 |
1. ZHIDAN LLC - INVESTMENT RELATED: YES - 60 N COUNTRY RD., E.SETAUKET, NY 11733-REAL ESTATE INVESTMENT (PRIVATE)-CHIEF EXEC MGR START DATE:11/01/2017 <1HOUR/MONTH <1 HOUR DURING TRADING HOURS-PRIVATE HOLDING COMPANY FOR THE PURPOSE OF INVESTING IN REAL-ESTATE AND THE MARKET. 2. ASIAN AMERICAN DREAM, INC 501 (C) (3). INVESTMENT-RELATED: NO-246 JOHNSON AVE, #4E, BROOKLYN, NY 1120-NON-PROFIT ORGANIZATION-BOARD TREASURER-MAY 1, 2023-<2HOURS/MONTH; <2 HOURS DURING SECURITIES TRADING HOURS INSPECT FINANCIAL STATEMENT, ADVISE EXECUTIVE DIRECTOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
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