Jessica M Bricker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 10/2017
  Zimmer Biomet
  Warsaw, IN
• 10/2017 → 08/2023
  Kdj Group
  Warsaw, IN
• 12/2017 → 08/2023
  Cetera Investment Services Llc
  St. Cloud, MN
• 02/2018 → 08/2023
  Cetera Investment Advisers Llc
  Warsaw, IN
• 08/2023 → Present
  Lpl Financial Llc
  Warsaw, IN

Previous Registrations

• 2018-02-20 → 2023-08-04
  Cetera Investment Advisers Llc
  Warsaw, IN

Other Businesses

1) 08/2023 - Winona Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/2023 - KDJ Group - Business Entity For Tax/Investment Purposes Only - employee - GA - Not investment related - Start date: 6/8/2023. 3) 04/20/2026 - Willow Tree Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 160 hours per month/ 120 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-02-19

Designations

• Certified Financial Planner

Other Names

• Jessica Marie Zaugg