Lee Edward Kilbrith

Employer firm

Prospect Financial Services LLC CRD 314154

$431M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → 11/2019
  H.D. Vest Investment Services
  Huntington, NY
• 11/2019 → Present
  Lpl Financial Llc
  Raleigh, NC
• 11/2019 → 12/2021
  The Pinnacle Financial Group
  West Palm Beach, FL
• 12/2021 → Present
  Prospect Financial Services Llc
  Raleigh, NC

Previous Registrations

• 2021-08-25 → 2021-12-31
  The Pinnacle Financial Group
  West Palm Beach, FL
• 2010-01-06 → 2019-11-08
  Avantax Advisory Services
  Huntington, NY
  West Palm, FL

Other Businesses

1) 11/05/2019 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date 10/24/19 - 160 hours per month/ 8 hours during trading 2) 7/20/2020 - Prospect Financial Services - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date 03/08/1999 - 120 hours per month/ 7 hours during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-10-27

Designations

• Personal Financial Specialist

Other Names

• Lee Edward Kilbrith