Christopher Con Mulloy

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 03/2020
  Ameriprise Financial Services, Inc.
  Reno, NV
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Reno, NV

Other Businesses

Business Ownership; MD Strategic Management, LLC; Manage the LLC to allow for beneficial tax treatment of income produced from an Ameriprise Financial Planning practice; This entity was established to allow for beneficial tax treatment of income produced from an Ameriprise Financial Planning practice.; 2700 Starr Meadows Loop, , Reno, NV, 89519; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / Northern Nevada Advisor Services, LLC.; Owner; Manage Ameriprise Business; 500 Damonte Ranch Parkway Suite 735, , Reno, NV, 89521; Not Investment-Related; 09/19/2016; 1 to 9 hours per month; 1 to 9 during trading hours / 1225 Ventures LLC; Owner; Real Estate; 1225 Financial Blvd, , Reno, NV, 89502; Not Investment-Related; 09/12/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Reno Rodeo Association; Director; 1350 N Wells Ave, , Reno, NV, 89512; Investment-Related; 10/17/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; MD Strategic Management, LLC; Owner - Manage the LLC in an administrative roll - this LLC was formed to process income and taxes from Ameripirse Financial; ; 2700 Starr Meadows Loop, , Reno, NV, 89519; Not Investment-Related; 10/29/2020; 1 to 9 hours per month; 0 during trading hours / KG Enterprise, Inc. / dba BNI Nevada; Director Consultant - The BNI Director Consultant Program is a commission-based position. Directors oversee 1-3 chapters in a given area.This opportunity is designed to help our members increase their profitability through BNI by expanding their referral network and helping others.Director Consultants support and help the chapter(s) they oversee increase membership, retain current members, and train and educate the members to help them get the most out of BNI.; ; PO Box 34498, , Reno, NV, 89533; Not Investment-Related; 04/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours. Other Business Activities; Reno Rodeo Association; I will be on a team of individuals that will be in charge of presenting quarterly financial data to the Finance Committee of the Reno Rodeo Association. We will provide the information passed on from an outside financial institution / advisor regarding the implementation of the Associations Investment Policy Statement. I will not be analyzing or providing recommendations on the non-Ameriprise Financial products.; Reno Rodeo Association1350 N Wells Ave, Reno, NV 89512, ,; ; 03/01/2017; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-04-05

Designations

• Certified Financial Planner

Other Names

• Christopher Con Mulloy