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Devin Allen Shaffer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-14
NJ RA APPROVED 2022-05-23
  • TX RA
    APPROVED
    Since 2022-06-14
  • NJ RA
    APPROVED
    Since 2022-05-23

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2021 Present
Robert Half New York NY 07/2016 09/2017
Northwestern Mutual New York NY 10/2017 03/2020
Not Employed Berkeley Heights NJ 03/2020 06/2021
Bank Of America, N.A. Pennington NJ 08/2022 Present
  • 06/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 07/2016 → 09/2017
    Robert Half
    New York, NY
  • 10/2017 → 03/2020
    Northwestern Mutual
    New York, NY
  • 03/2020 → 06/2021
    Not Employed
    Berkeley Heights, NJ
  • 08/2022 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-20
  • S66 Uniform Combined State Law Examination
    2022-05-20

View on SEC IAPD

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