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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-10-18
TX RA APPROVED_RES 2022-06-09
AK RA APPROVED 2018-08-15
  • AL RA
    APPROVED
    Since 2023-10-18
  • TX RA
    APPROVED_RES
    Since 2022-06-09
  • AK RA
    APPROVED
    Since 2018-08-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

3000 A St Suite 400, Anchorage , AK 99503 • United States

Eagle River, AK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaf Joint Base Elmendorf - Richardson AK 01/1988 02/2018
First Command Fort Worth TX 10/2017 08/2018
First Command Insurance Services, Inc. Fort Worth TX 08/2018 Present
First Command Financial Planning, Inc. Fort Worth TX 08/2018 Present
First Command Advisory Services, Inc. Fort Worth TX 08/2018 Present
  • 01/1988 → 02/2018
    Usaf
    Joint Base Elmendorf - Richardson, AK
  • 10/2017 → 08/2018
    First Command
    Fort Worth, TX
  • 08/2018 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 08/2018 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 08/2018 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: MGM HighFlyers LLC Whether the business is investment-related: Yes Address of the other business: 1930 Berryhill Road, Montgomery, AL, 36117 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Sole Agent The start date of your relationship: Nov 06, 2023 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: LLC formed to run the District in Montgomery AL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-13
  • S66 Uniform Combined State Law Examination
    2018-08-13
Other Names
  • Dave A Mendez

View on SEC IAPD

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