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Yoko K Farias

Cetera Investment Advisers LLC

Honolulu, HI

CRD 3180126

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-08-07
  • HI RA
    APPROVED
    Since 2025-08-07

Branch Locations

111 S. King St., Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 08/2025 Present
Bankoh Investment Services, Inc Honolulu HI 04/2001 Present
Cetera Investment Advisers Llc Honolulu HI 08/2025 Present
  • 08/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2001 → Present
    Bankoh Investment Services, Inc
    Honolulu, HI
  • 08/2025 → Present
    Honolulu, HI
Previous Registrations
  • 2014-03-21 → 2025-08-11
    Bankoh Investment Services, Inc.
    Honolulu, HI
    Honolulu, HI
    Honolulu, HI
    Kaneohe, HI
    Kailua, HI
    Honolulu, HI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-04-20
  • S63 Uniform Securities Agent State Law Examination
    1999-04-20
Designations
  • Certified Financial Planner
Other Names
  • Yoko Kawashima
  • Yoko K. Farias
  • Yoko Inouye
  • Yoko K Inouye

View on SEC IAPD

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