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Ashland, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-08-26 |
| TN | RA | APPROVED | 2025-08-26 |
| VA | RA | APPROVED | 2025-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hanover County Public Schools | Ashland | VA | 03/2023 | 07/2025 |
| Desoto County Schools | Southaven | MS | 08/2020 | 07/2022 |
| Desoto County Schools | Southaven | MS | 01/2009 | 07/2017 |
| Sovereign Capital Vantage, Inc. | Ashland | VA | 04/2017 | Present |
Sovereign Capital Vantage, Inc. is investment related as an RIA firm. Its main address is 9994 Stone Path Dr., Ashland, VA, 23005. My position in the company is corporate Secretary and I'm an owner. I became an owner at the formation of the company in 2017. I spend about 10 hour a month on corporate responsibilities with about 5 of these hours taking place during market hours. My duties vary but include paying some bills, signing documents, discussing corporate planning and reviewing results of executed plans.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-26 |
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