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39533 Woodward Avenue Suite 307, Bloomfield Hills, MI 48304-5106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-15 |
| WI | RA | APPROVED | 2021-10-03 |
Branch Locations
111 E Kilbourn Ave Suite 2700, Milwaukee, WI 53202 • United States
839 N. Jefferson Street Suite 504, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Milwaukee | WI | 09/2017 | 04/2018 |
| Marquette University | Milwaukee | WI | 08/2016 | 05/2017 |
| Na | Milwaukee | WI | 05/2017 | 09/2017 |
| Usa Mutuals | Milwaukee | WI | 04/2018 | 01/2019 |
| Compass Distributors, Llc | Milwaukee | WI | 05/2018 | 01/2019 |
| Baird | Milwaukee | WI | 04/2019 | 11/2020 |
| Lsia | Milwaukee | WI | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-31 |
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