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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-08-27 |
| DE | RA | APPROVED | 2025-03-25 |
| NH | RA | APPROVED | 2025-03-25 |
| CT | RA | APPROVED | 2025-03-24 |
| FL | RA | APPROVED | 2025-03-24 |
| MD | RA | APPROVED | 2025-03-24 |
| NJ | RA | APPROVED | 2025-03-24 |
| PA | RA | APPROVED | 2025-03-24 |
| CA | RA | APPROVED | 2025-03-21 |
| TX | RA | APPROVED | 2025-03-21 |
| NY | RA | APPROVED | 2025-03-19 |
Branch Locations
80 8Th Avenue Ms: Ny354, New York, NY 10011 • United States
800 6Th Avenue Ny340, New York, NY 10001 • United States
518 Fashion Avenue Ny332, New York, NY 10018 • United States
302 3Rd Ave. Ms: Ny330, New York, NY 10010 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank N.A | New York | NY | 10/2017 | 06/2021 |
| Citibank N.A | Brooklyn | NY | 03/2015 | 10/2017 |
| Hunter College | New York | NY | 08/2010 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2021 | 03/2025 |
| Bank Of America, N.A. | New York | NY | 06/2021 | 03/2025 |
| Citizens Securities, Inc. | New York | NY | 03/2025 | Present |
I*744283 For profit or not for profit: Entity For Profit Name of outside business organization: Summit Educational Group Investment related: N Address of business: White Plains, New York, 10607 Nature of business: ["Corporation"] Position, title, association: ["Other"], Start date of relationship: 3/14/2022 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: TUTOR, Academic Tutoring Services, Test Prep ACT, SAT, High School Subjects I*1520269 For profit or not for profit: Entity Charitable Name of outside business organization: UJA FEDERATION Investment related: N Address of business: NEW YORK, New York, 10022, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 10/12/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , UJA's mission for caring for people in need and building a thriving Jewish community. My board members and I will help; coordinate networking, charity, and fund raising campaigns. - 6384 Saunders Owners Corp - Board Member/ Treasurer - 1 hour per month effective 6/03/2026.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-12 |
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