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Raymond Nelson Corneau

Wealthspire Retirement Advisory

Bethesda, MD

Aliso Viejo, CA

CRD 3180071

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Employer firm

Wealthspire Retirement Advisory CRD 121254

$38.6B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • RESEARCH/VENDOR REPORTS ON 401(K) PLANS / DILIGENCE ON INVESTMENT LINEUPS

From the firm’s Form ADV. Read the guides:

Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-04-11
  • MD RA
    APPROVED
    Since 2024-04-11

Branch Locations

6903 Rockledge Dr 14Th Floor, Bethesda, MD 20817 • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Bethesda MD 09/2011 03/2024
Nfp Retirement, Inc. Aliso Viejo CA 04/2024 10/2025
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 09/2011 → 03/2024
    Kestra Investment Services, Llc
    Bethesda, MD
  • 04/2024 → 10/2025
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 10/2025 → Present
    Wealthspire Retirement Advisory
    Aliso Viejo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-01
S63 Uniform Securities Agent State Law Examination 1999-04-08
  • S65 Uniform Investment Adviser Law Examination
    2016-03-01
  • S63 Uniform Securities Agent State Law Examination
    1999-04-08

View on SEC IAPD

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Nearby Investors

Brian Craig Luts
DAVID MICHAEL GREENLEIGH
JAMIE LYNN BIGSBY

Nearby Offices

LGG FINANCIAL · BETHESDA, MD
BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD

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