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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Saint Louis | MO | 10/2017 | 06/2024 |
| Webster University | Webster Groves | MO | 01/2017 | 12/2023 |
| Auk Arts Llc | Saint Louis | MO | 01/2016 | Present |
| Love Well Llc | Saint Louis | MO | 08/2016 | 08/2017 |
| Charles Schwab & Co., Inc. | Saint Louis | MO | 02/2022 | Present |
| Charles Schwab Bank, Ssb | Saint Louis | MO | 11/2023 | Present |
1) Auk Arts LLC DBA Seventh and Paradise|Investment Related: No|Retail|Owner/Artist|1/1/2016|Less than 20 hour/month - 0 during trading hours|Design & creation of products, maintenance of website/Etsy storefront, customer service, and shipping of orders
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-28 |
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