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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-05
  • TX RA
    APPROVED
    Since 2021-04-05

Branch Locations

18760 Ih 35, Kyle, TX 78640 • United States

1692 W State Highway 46, New Braunfels, TX 78132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Antonio TX 10/2017 03/2021
United Franchise Group West Palm Beach FL 01/2017 08/2017
Century 21 Paramount League City TX 12/2013 07/2017
City Of Alvin Alvin TX 05/2016 10/2017
Morgan Stanley Private Bank, N.A. New York NY 02/2018 03/2021
Raymond James Financial Services, Inc. New Braunfels TX 04/2021 Present
Raymond James Financial Advisor Services, Inc. New Braunfels TX 04/2021 Present
Security Service Investment Group New Braunfels TX 04/2021 Present
Security Services Federal Credit Union New Braunfels TX 04/2021 Present
  • 10/2017 → 03/2021
    San Antonio, TX
  • 01/2017 → 08/2017
    United Franchise Group
    West Palm Beach, FL
  • 12/2013 → 07/2017
    Century 21 Paramount
    League City, TX
  • 05/2016 → 10/2017
    City Of Alvin
    Alvin, TX
  • 02/2018 → 03/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2021 → Present
    Raymond James Financial Services, Inc.
    New Braunfels, TX
  • 04/2021 → Present
    Raymond James Financial Advisor Services, Inc.
    New Braunfels, TX
  • 04/2021 → Present
    Security Service Investment Group
    New Braunfels, TX
  • 04/2021 → Present
    Security Services Federal Credit Union
    New Braunfels, TX
Previous Registrations
Other Businesses

(1)Name of Business: First Protestant Church of New Braunfels Address: 172 W Coll St, New Braunfels, TX, 78130, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 12/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of Finance works with the Business Manager, Senior Minister, and the Council regarding financial needs of the church which are then submitted to Council for approval. Board prepares an annual budget and develops special funding requirements as approved by the Council and/or the congregation. (2)Name of Business: Sanger Agricultural Ventures LLC Address: 4771 Youngsford Rd, Marion, TX, 78124, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage start-up farm operations, delegate distribution of labor, plan initial production strategy and lead genetic experimentation. (3)Name of Business: Sanger Syndicate LLC Address: 4771 Youngsford Rd, Marion, TX, 78124, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Transitioning to a farm operation, personal real estate holding company, rental income, and handyman. (4)Name of Business: Security Service Federal Credit Union Address: 1692 West State Hwy 46, New Braunfels, TX, 78132, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 04/05/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisory (5)Name of Business: Security Service Investment Group Address: 1692 West State Hwy 46, New Braunfels, TX, 78132, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/05/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor inside Security Service Federal Credit Union. (6)Name of Business: Texas Emerging Leaders Nonprofit Corporation Address: 2430 Duval Dr, New Braunfels, TX, 78130, United States Activity Type: Non profit Position/Title: Board Member, Officer - President Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Vote on items regarding the board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-26
  • S66 Uniform Combined State Law Examination
    2018-01-26
Other Names
  • Chris Sanger

View on SEC IAPD

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