Best Investors Account Sign in
Inactive

Harrison Griffin Kim

Cerity Partners LLC

Mill Valley, CA

New York, NY

Claim This Profile
Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-13
  • CA RA
    APPROVED
    Since 2023-11-13

Branch Locations

100 Shoreline Highway Ste. B-101, Mill Valley, CA 94941 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 09/2017 08/2019
Vassar College Poughkeepsie NY 09/2016 06/2017
Unemployed Lafayette CA 06/2017 09/2017
Vitality Bowls Mill Valley CA 08/2019 06/2021
Extended Travel San Francisco CA 06/2021 01/2022
Devils Canyon Brewing Company San Carlos CA 01/2022 02/2023
Unemployed San Francisco CA 03/2023 04/2023
Cerity Partners Llc Mill Valley CA 05/2023 Present
  • 09/2017 → 08/2019
    Charles Schwab & Co., Inc.
    Austin, TX
  • 09/2016 → 06/2017
    Vassar College
    Poughkeepsie, NY
  • 06/2017 → 09/2017
    Unemployed
    Lafayette, CA
  • 08/2019 → 06/2021
    Vitality Bowls
    Mill Valley, CA
  • 06/2021 → 01/2022
    Extended Travel
    San Francisco, CA
  • 01/2022 → 02/2023
    Devils Canyon Brewing Company
    San Carlos, CA
  • 03/2023 → 04/2023
    Unemployed
    San Francisco, CA
  • 05/2023 → Present
    Cerity Partners Llc
    Mill Valley, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-13
S63 Uniform Securities Agent State Law Examination 2018-03-14
  • S65 Uniform Investment Adviser Law Examination
    2023-11-13
  • S63 Uniform Securities Agent State Law Examination
    2018-03-14

View on SEC IAPD

Other Firms

PRIVATE WEALTH PARTNERS, LLC
DIPSEA CAPITAL, LLC
OSAIC WEALTH, INC.
SCHMITZ CAPITAL PARTNERS, LLC
BAYHUNT CAPITAL LLC
BOLDIN ADVISORS
URBAN INVESTMENT ADVISORS
COMMONWEALTH FINANCIAL NETWORK

Other Investors

RICHARD GEORGE KUCHEN
WILLIAM FRANKLIN DAGLEY
JASON MARTIN SAXON
Hubert Saint James Lenczowski
FRANK CHRISTOPHER GREENE
MICHAEL BENNETT YONGUE
DONALD MICHAEL ABRAMSON
CHRISTOPHER JOHN ANTONIO

Other Offices

PRIVATE WEALTH PARTNERS, LLC · MILL VALLEY, CA
DIPSEA CAPITAL, LLC · MILL VALLEY, CA
OSAIC WEALTH, INC. · Mill Valley, CA
SCHMITZ CAPITAL PARTNERS, LLC · MILL VALLEY, CA
BAYHUNT CAPITAL LLC · MILL VALLEY, CA
BOLDIN ADVISORS · MILL VALLEY, CA
URBAN INVESTMENT ADVISORS · MILL VALLEY, CA
COMMONWEALTH FINANCIAL NETWORK · Mill Valley, CA

More in Mill Valley, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor