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Amanda Rhea Grubb

Ubs Financial Services Inc.

Knoxville, TN

CRD 6866052

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-12-21
  • TN RA
    APPROVED
    Since 2018-12-21

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Oliver Royale Knoxville TN 08/2016 10/2017
Ubs Financial Services Knoxville TN 10/2017 Present
  • 08/2016 → 10/2017
    The Oliver Royale
    Knoxville, TN
  • 10/2017 → Present
    Ubs Financial Services
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-15
  • S66 Uniform Combined State Law Examination
    2018-12-15
Other Names
  • Amanda Grubb

View on SEC IAPD

Nearby Firms

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Nearby Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS

Nearby Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN

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