Cassandra Dale Depena

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 10/2017
  Astoria Bank (Merged With Sterling Ntl Bank )
  Astoria, NY
• 10/2017 → 08/2019
  Sterling National Bank
  Flushing, NY
• 10/2017 → 09/2019
  Lpl Financial Llc
  Flushing, NY
• 09/2019 → 09/2021
  Financial Resources Group Investment Services, Llc
  Flushing, NY
• 09/2019 → Present
  Lpl Financial Llc
  Flushing, NY
• 09/2021 → Present
  Webster Bank
  Flushing, NY

Other Businesses

1. 09/02/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date: 09/02/2021. 2. 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-23
• S63 Uniform Securities Agent State Law Examination
  2019-06-18

Other Names

• Cassandra Dale Krug
• Cassandra Dale Depena
• Cassandra Depena