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Frank Wayne Bailey

Sound Income Strategies, LLC

Cordova, TN

Fort Lauderdale, FL

CRD 6865539

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Employer firm

Sound Income Strategies, LLC CRD 173272

$4.18B regulatory AUM 57 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-02-27
  • TN RA
    APPROVED
    Since 2023-02-27

Branch Locations

98 Timber Creek Drive, Cordova, TN 38018 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 10/2017 09/2019
Minnesota Life Insurance Co St Paul MN 10/2017 09/2019
Shoemaker Financial Germantown TN 10/2017 09/2019
Transamerica Agency Network Memphis TN 07/2017 09/2017
Firestone Complete Auto Care Memphis TN 10/2009 07/2017
Raymond James & Associates, Inc Memphis TN 10/2019 05/2021
Lpl Financial Llc Memphis TN 06/2021 02/2023
Simmons Bank Memphis TN 06/2021 02/2023
Mcadams Group Llc Cordova TN 02/2023 Present
Sound Income Strategies Llc Fort Lauderdale FL 02/2023 Present
  • 10/2017 → 09/2019
    Securian Financial Services Inc
    St Paul, MN
  • 10/2017 → 09/2019
    Minnesota Life Insurance Co
    St Paul, MN
  • 10/2017 → 09/2019
    Shoemaker Financial
    Germantown, TN
  • 07/2017 → 09/2017
    Transamerica Agency Network
    Memphis, TN
  • 10/2009 → 07/2017
    Firestone Complete Auto Care
    Memphis, TN
  • 10/2019 → 05/2021
    Memphis, TN
  • 06/2021 → 02/2023
    Memphis, TN
  • 06/2021 → 02/2023
    Simmons Bank
    Memphis, TN
  • 02/2023 → Present
    Mcadams Group Llc
    Cordova, TN
  • 02/2023 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1)McAdams Group LLC - Investment related. Sales of Fixed Insurance, Fixed Annuities and Life Insurance. 98 Timber Creek Drive Cordova, TN 38018. 2/23 - Present. This encompasses approximately 50% of business hours. 2) McAdams Group LLC - Investment related. Strategic Wealth Advisor/Client Acquisition Advisor. Acquire new clients for investment advisory services. 98 Timber Creek Drive Cordova, TN 38018. 2/23 - Present. This encompasses approximately 50% of business hours. 3) Retirement Income Source DBA - Investment related. Marketing to prospective clients for Investment Advisory and Fixed Insurance Services. 98 Timber Creek Drive Cordova, TN 38018. 2/23 - Present. This does not encompass any business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-24
  • S66 Uniform Combined State Law Examination
    2018-04-24
Other Names
  • Frank Wayne Bailey
  • Frank Wayne Bailey

View on SEC IAPD

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