Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-18 |
| FL | RA | APPROVED | 2024-06-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Pembroke Pines | FL | 10/2017 | 11/2022 |
| Wells Fargo Bank Na | Pembroke Pines | FL | 02/2016 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vero Beach | FL | 11/2022 | 01/2024 |
| Bank Of America N.A. | Vero Beach | FL | 11/2022 | 01/2024 |
| Ameriprise Financial Services, Llc | Palm Beach Gardens | FL | 01/2024 | 05/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vero Beach | FL | 05/2024 | Present |
I*1074354, Entity Type: Entity For Profit, Name of OBA: VIRTUAL FREEDOM MARKETING LLC., Address: Fort Pierce, FL, 34951, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 05/09/2014, No Hours: 8hrs/Mo, No Hours during trading: 0, Duties: Selling merchandise online and creating websites for local service niches then optimize them for search engines and then sell those websites.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
Reach out to this advisor