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Sarah Ramirez

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

330 E Kilbourn Ave Ste 950, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank West Allis WI 03/2016 09/2017
Merrill Lynch Boston MA 10/2017 04/2022
Daniel Krivos Elm Grove WI 03/2022 04/2023
Jerod Spaeth Milwaukee WI 01/2024 02/2024
Jerod Spaeth Milwaukee WI 02/2024 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 02/2024 Present
Daniel Krivos Elm Grove WI 04/2023 01/2024
Northwestern Mutual Wealth Mangement Company Milwaukee WI 06/2022 01/2024
Lauren Peter Milwaukee WI 02/2024 Present
Northwestern Mutual Investment Services Llc Elm Grove WI 05/2022 01/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2024 Present
  • 03/2016 → 09/2017
    Us Bank
    West Allis, WI
  • 10/2017 → 04/2022
    Merrill Lynch
    Boston, MA
  • 03/2022 → 04/2023
    Daniel Krivos
    Elm Grove, WI
  • 01/2024 → 02/2024
    Jerod Spaeth
    Milwaukee, WI
  • 02/2024 → Present
    Jerod Spaeth
    Milwaukee, WI
  • 02/2024 → Present
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 04/2023 → 01/2024
    Daniel Krivos
    Elm Grove, WI
  • 06/2022 → 01/2024
    Northwestern Mutual Wealth Mangement Company
    Milwaukee, WI
  • 02/2024 → Present
    Lauren Peter
    Milwaukee, WI
  • 05/2022 → 01/2024
    Northwestern Mutual Investment Services Llc
    Elm Grove, WI
  • 04/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-11
  • S66 Uniform Combined State Law Examination
    2019-02-11
Other Names
  • Sarah L Szymborski
  • Sarah Szymborski
  • Sarah Lynn Szymborski
  • Sarah Lynn Szymborski

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC
BAIRD CAPITAL MANAGEMENT COMPANY, LLC
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC

Other Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON
MICHAEL JOSEPH GLAISNER
ADAM JOSEPH KAPUSTA
PAMELA CAIN-HENRY
LAURA MARIE HEBERT
DANIEL JOSEPH RENOUARD

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI
BAIRD CAPITAL MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC · MILWAUKEE, WI
BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY IV, LLC · MILWAUKEE, WI

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