James David Alexander Lippy

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 12/2022
  Td Ameritrade
  Fort Worth, TX
• 08/2014 → 10/2017
  Bonnie And Clyde's
  Lake Worth, TX
• 03/2021 → 12/2022
  Td Ameritrade
  Southlake, TX
• 01/2021 → 03/2021
  Unemployed
  Fort Worth, TX
• 10/2017 → 01/2021
  Td Ameritrade
  Fort Worth, TX
• 08/2014 → 10/2017
  Bonnie And Clyde's Pools And Spas
  Lake Worth, TX
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  Fort Worth, TX
• 11/2023 → Present
  Charles Schwab Bank
  Fort Worth, TX

Previous Registrations

• 2021-11-15 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Southlake, TX
  Westlake, TX
• 2021-11-15 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX

Other Businesses

1) Short Term Rental Property Management | Investment Related:No|20 Herencia Cir. |Hot Springs Village|Arkansas|71909|USA|Rental Services (Other than Real Estate)|Owner|11/24/2021|Less than 20|0.000000|My wife and I assume the roles of owner and co-owners of this property., 2) Long-Term Rental Management | Investment Related:No|4792 Wineberry Dr.|Fort Worth|TX|76137|USA|Real Estate (Non-Agent/Broker)|Owner|1/26/2026|Less than 20|0|Leasing of a residential rental property where I receive rental income

Exams

• S66 Uniform Combined State Law Examination
  2021-11-13
• S63 Uniform Securities Agent State Law Examination
  2017-11-28

Other Names

• James Lippy
• James Lippy
• James Lippy
• James Lippy