Ally Moti

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2017
  Allstate
  Fort Worth, TX
• 10/2017 → 09/2021
  Td Ameritrade
  Southlake, TX
• 09/2021 → 02/2023
  Fisher Investments
  Plano, TX
• 03/2023 → 05/2024
  J.P. Morgan Securities Llc
  Fort Worth, TX
• 03/2023 → 05/2024
  Jpmorgan Chase Bank, N.A.
  Fort Worth, TX
• 11/2016 → 01/2019
  Best Buy
  Grapevine, TX
• 05/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 06/2024 → Present
  Bank Of America, N.A
  Fort Worth, TX

Previous Registrations

• 2023-03-22 → 2024-05-10
  J.P. Morgan Securities Llc
  Fort Worth, TX
• 2021-09-16 → 2023-03-03
  Fisher Investments
  Plano, TX
  Plano, TX
• 2019-03-15 → 2021-09-10
  Td Ameritrade, Inc.
  Westlake, TX
• 2019-03-15 → 2021-09-10
  Td Ameritrade Investment Management, Llc
  Southlake, TX

Other Businesses

I*1866267, Entity Type, Entity for Profit, Name of OBA: Rental Property 1, Address: Moberly, MO, 65270, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/03/2022, No Hours: 4hrs/Annually, No Hours during trading: 0, Duties: Keep in touch with tenant for any issues or maintenance requests.

Exams

• S66 Uniform Combined State Law Examination
  2019-03-14
• S63 Uniform Securities Agent State Law Examination
  2017-11-28

Other Names

• Ally Mehdi Moti